The Series 63 examination covers the principles of state securities regulation reflected in the Uniform Securities Act, and qualifies individuals to sell securities across state lines. The Series 63 exam covers securities rules and regulations, ethical practices, and fiduciary obligations.

About Our Series 63 Pre-Licensing Course

With a 93.6% pass rate, our training materials have proven to help you pass your exam the first time. We're so confident that our program works that we guarantee you'll pass your SIE license exam on the first try - or you'll receive a refund!

Additionally, you are not required to attend the course at any pre-defined times and may move through the material at your own pace. Here is some of what you receive:

Study Tools:

• Hard-Copy Textbook
• eBook
• On-Demand Video Lectures
• Glossary and Acronyms
• Online Flashcards
• Best Practices Guide
• SpotCheck Quizzes
• Checkpoint Exams
• Personalized Study Plan

Support:

• Online Instructor Support
• Phone Instructor Support
• Real-Time Content Updates
• Report Center

Testing Tools:

You receive multiple sample exam options that mirror what you'll see on your securities exam. Use either the ones that we provide or create your own to help you pass your exam on the first try. We recommend taking as many exams as needed until you score 90 or so on three of four sample exams in a row.

• Practice Question Sets
• Competency Exams
• Benchmark Final
• Standard Final Exams
• Custom Exam Generator
• Readiness Exam *

* Pass Guarantee:

We are so confident in our training program that we guarantee users who successfully complete the Readiness Exam will pass their licensing exam on their first attempt that we provide the following guarantee: If you do not pass your licensing exam within three days after scoring 80% or higher on the Readiness Exam, we will refund the cost of your course.

Accessing Your Course:

Upon registration, you will receive an email from the course provider with access instructions. Though the average person spends around 100 hours pre-studying for their Series 7 exam, you will have access to your online materials for 90 days from date of purchase. Extensions may be purchased if needed.