Series 14 Exam Prep

If you are looking to enhance your career in the financial services industry, then you probably are wondering how to pass the Series 14 exam … How much you need to study for it, what material is covered in the Series 14 exam, and what are some tips that will increase your chances of obtaining the Series 14 license on your first try?

The Series 14 license is known formally as the Compliance Officer license and is a New York Stock Exchange requirement as a qualification examination. It is intended to ensure that the individuals designated as having day-to-day compliance responsibilities for their respective firms, or who supervise ten or more people engaged in compliance activities, have the knowledge necessary to carry out their job responsibilities.

Bank Training Center provides Series 14 exam preparation courses - such as our Series 14 self-study packages - to help you pass your Series 14 exam and earn your Series 14 license.

About Your Series 14 Exam

Series 14 exam preparation is generally offered in a self-study, interactive format. Be sure the package you select includes Series 14 practice questions!
Average preparation time for series 14 exam is 40-50 hours
Candidates are required to have a Series 14 sponsor to be eligible to sit for the exam.
Exams for your Series 14 license can be scheduled at any Prometric test center nationwide

Recommended Courses & Available Training Options

To find training for earning your Series 14 license, including Series 14 exam preparation or Series 14 practice exams, simply click on any of the recommended courses below, or search under "Licensing/Designations" in the search box thereafter for "Series 14".

Good luck on your Series 14 exam!

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