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Series 32 Exam Prep

Best-Selling Training Courses:

Series 32 Exam Prep
Self-Study Materials

If you are looking to enhance your career in the financial services industry, then you probably are wondering how to pass the Series 32 exam … How much you need to study for it, what material is covered in the Series 32 exam, and what are some tips that will increase your chances of obtaining the Series 32 license on your first try?

The Series 32 license is known formally as the Limited Futures - Regulations license and is a National Futures Association (NFA) requirement for those individuals registered by regulatory authorities in the UK or Canada who wish to become registered to conduct futures business in the US. Candidates may qualify for the Series 32 if, within the two years prior to applying, they are licensed in the UK or Canada.

Bank Training Center provides insightful Series 32 exam preparation courses - such as Series 32 self-study packages and Series 32 practice exams - to help you pass your Series 32 exam and earn your Series 32 license.


About Your Series 32 Exam

  • Series 32 exam preparation is generally offered in a self-study, interactive format. Be sure the package you select includes Series 32 practice questions!
  • Average preparation time for series 32 exam is 20-30 hours
  • Series 32 candidates are not required to be sponsored to sit for the licensing exam; however, candidates are required to be sponsored to receive their Series 32 license
  • Candidates must submit a Form U10 and applicable fee to the Financial Industry Regulatory Authority (FINRA)
  • After FINRA confirms that the form was received and processed, a 120-day window will be opened in which the applicant may schedule and take the exam
  • Exams for your securities trader Series 32 license can be scheduled at any Prometric test center nationwide
  • Candidates who are successful in passing the Series 32 exam will have a period of 2 years to find a sponsor who will submit their registration documentation
  • Candidates who are NOT successful in passing the Series 32 exam must re-file the Form U-10 and processing fee with FINRA, whereby a new 120-day window will be opened
  • In-depth licensing questions should be directed to the National Futures Association (NFA) at 800-621-3570

Recommended Courses & Available Training Options

To find training for earning your Series 32 license, including Series 32 exam preparation or Series 32 practice exams, simply click on any of the recommended courses below, or search under "Licensing/Designations" in the search box thereafter for "Series 32".

Good luck on your Series 32 Futures exam!

Best-Selling Training Courses:

Series 32 Exam Prep
Self-Study Materials
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Series 27 Exam Requirements and Information

  • Number Of Questions: 145
  • Duration: 225 Minutes
  • Format: Multiple Choice
  • Passing Score: 69
  • Cost: $120
You do not have to be sponsored by a FINRA member firm or other applicable self-regulatory organization (SRO) member firm to be eligible to take the Series 27 exam.

Series 26 Exam Outline

The FINRA Series 27 exam is broken into five major parts:
  • Financial Reporting
  • Operations, General Securities Industry Regulations, and Preservation of Books and Records
  • Customer Protection
  • Net Capital
  • Funding and Cash Management
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